Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph McHugh has been in the financial services industry since August 1998. Joseph McHugh is currently registered with Morgan Stanley and holds Series 7, 9, 10, 31 and SIE licenses. Joseph McHugh also holds a Series 65 license. Joseph McHugh has been with Morgan Stanley since November 2022. Prior to that, Joseph McHugh was with WELLS FARGO CLEARING SERVICES, LLC since March 2010. Joseph McHugh has experience with high net worth individuals, individuals other than high net worth, investment companies, pension and profit sharing plans, corporations or other businesses, banking or thrift institutions, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
11/04/2022 - Present
Morgan Stanley (Short Hills NJ)
NJ
03/31/2010 - 11/09/2022
WELLS FARGO CLEARING SERVICES, LLC (WESTFIELD NJ)
NJ
06/01/2009 - 04/01/2010
MORGAN STANLEY SMITH BARNEY (SHORT HILLS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
11/29/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SHORT HILLS NJ)
NY
08/26/1998 - 12/09/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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