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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph R. Jennings is an investment advisor representative associated with Cetera Investment Advisers LLC, based in Topeka, KS. Joseph has been in the industry since May 2008 and holds a Series 7 and Series 66 licenses. Joseph is registered in the state of Kansas as a broker-dealer and an investment advisor representative. Cetera Investment Advisers LLC is an independent registered investment advisor. Cetera is a national financial services firm that provides financial advisory services to individuals, families, businesses and institutions. Cetera offers a variety of investment and advisory services, including financial planning, investment management and retirement planning. Cetera has offices nationwide and is committed to providing its clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
01/24/2023 - Present
Cetera Investment Advisers LLC (TOPEKA KS)
NC
05/05/2008 - 09/21/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
BOTH
Issued 06/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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