Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dimaggio is a financial advisor registered with LPL Financial LLC. Joseph has over 12 years of experience in the financial services industry. Joseph is registered with the following states: Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, Virginia, West Virginia, and Wisconsin. Joseph holds the Series 66, 24, SIE, and 7 licenses. Joseph also provides financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/17/2023 - Present
LPL Financial LLC (Saratoga Springs NY)
NY
07/18/2013 - 10/18/2023
CADARET, GRANT & CO., INC. (Saratoga Springs NY)
NY
02/04/2013 - 07/26/2013
RBC CAPITAL MARKETS, LLC (ALBANY NY)
NY
04/07/2010 - 02/16/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 02/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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