Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Brooks is a financial advisor with over 40 years of experience in the industry. Joseph has held licenses as a Registered Representative, Series 7, Series 63, and Series 24. Joseph has worked with Fairhaven Financial Advisory Corp. since 1999. Joseph is a licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities. Joseph is also a member of Brooks Brothers LLC, which is owned by Joseph and his two brothers. Brooks Brothers LLC owns the farms inherited from their parents, which are cash cropped. Joseph is a Chartered Financial Consultant. Fairhaven Financial Advisory Corp. is a financial advisory firm that provides financial planning, educational seminars, and portfolio management for individuals and pension consulting. Joseph is a registered representative with Fairhaven Financial Advisory Corp. and is also licensed as an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Teaching class & seminar fees
1
2
MI
07/23/2018 - Present
Fairhaven Financial Advisory Corp. (EAST LANSING MI)
GA
04/05/2019 - 11/02/2020
MERCAP SECURITIES, LLC (ATLANTA GA)
MI
05/03/2017 - 06/02/2017
SECURITIES AMERICA, INC. (East Lansing MI)
MI
01/31/1997 - 05/08/2017
ROYAL ALLIANCE ASSOCIATES, INC. (EAST LANSING MI)
GA
05/02/1986 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
07/28/1980 - 05/05/1986
MUTUAL SERVICE CORPORATION
BC
Issued 08/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2014
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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