Unclaimed
Joseph R. Benoit is a financial advisor at Fidelity Brokerage Services LLC. Joseph has been in the financial services industry since 2001. Joseph has a Series 6, 7, 9, 10 and 63 license and is registered in the states of Massachusetts, New Mexico, Texas and Utah. Joseph specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
05/10/2019 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
RI
01/04/2001 - 10/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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