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Joseph R Benoit

Fidelity Brokerage Services LLC

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About Joseph R Benoit

Joseph R. Benoit is a financial advisor at Fidelity Brokerage Services LLC. Joseph has been in the financial services industry since 2001. Joseph has a Series 6, 7, 9, 10 and 63 license and is registered in the states of Massachusetts, New Mexico, Texas and Utah. Joseph specializes in providing financial advice to individuals and families.

Firm Information

Joseph Benoit is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Benoit’s Registration & Firm History

NM

05/10/2019 - Present

Fidelity Brokerage Services LLC (ALBUQUERQUE NM)

RI

01/04/2001 - 10/21/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/21/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/31/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/10/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph R Benoit.
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