Unclaimed
Joseph Acevedo is a registered representative with Deutsche Bank Securities Inc. and has been in the securities industry since November 6, 2007. Joseph is a licensed principal with the Series 4, 14, and 24 exams. Joseph is also licensed to sell securities in the state of Florida. Joseph is a licensed securities representative with a Series 7, 55, 63, and SIE exam. Joseph is also licensed to sell securities in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
11/07/2007 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
BC
Issued 05/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2014
Series 14 - Compliance Officer Examination
BC
Issued 03/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/19/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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