Unclaimed
Joseph Quatrochi is a financial advisor currently registered with Wells Fargo Securities, LLC. He is located in St. Louis, Missouri. Joseph has been active in the industry since August 20, 2011 and has a broad range of experience in the financial services industry. His professional designations include the Series 7, Series 86, Series 87, Series 63, and SIE licenses. Joseph is licensed to sell securities in all 50 states and the District of Columbia. Prior to joining Wells Fargo Securities, LLC, Joseph was employed by Stifel, Nicolaus & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
09/13/2017 - Present
Wells Fargo Securities, LLC (St. Louis MO)
MO
08/09/2011 - 08/31/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 09/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/02/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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