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Joseph Quatrochi

Wells Fargo Securities, LLC

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About Joseph Quatrochi

Joseph Quatrochi is a financial advisor currently registered with Wells Fargo Securities, LLC. He is located in St. Louis, Missouri. Joseph has been active in the industry since August 20, 2011 and has a broad range of experience in the financial services industry. His professional designations include the Series 7, Series 86, Series 87, Series 63, and SIE licenses. Joseph is licensed to sell securities in all 50 states and the District of Columbia. Prior to joining Wells Fargo Securities, LLC, Joseph was employed by Stifel, Nicolaus & Company, Incorporated.

Firm Information

Joseph Quatrochi is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Quatrochi’s Registration & Firm History

MO

09/13/2017 - Present

Wells Fargo Securities, LLC (St. Louis MO)

MO

08/09/2011 - 08/31/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 09/22/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/02/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Quatrochi.
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