Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Winters is a financial advisor with J.p. Morgan Securities LLC. Joseph has over 20 years of experience in the financial services industry. Joseph holds a Series 7, Series 24, Series 63, and Series 79TO licenses. Joseph is registered to provide financial advice in 53 states and the District of Columbia. Prior to joining J.p. Morgan Securities, Joseph worked at Dean Bradley Osborne Partners LLC and Morgan Stanley & Co. LLC. Joseph provides financial planning, pension consulting and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
09/01/2016 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
02/11/2013 - 10/18/2016
DEAN BRADLEY OSBORNE PARTNERS LLC (SAN FRANCISCO CA)
CA
08/29/2003 - 03/07/2013
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
BC
Issued 07/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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