Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Piazza is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Joseph has been working in the financial services industry since April 29, 1989. Joseph has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2010. Joseph is also a registered representative with Bank of America, NA. Joseph is licensed to sell securities in 53 states and the District of Columbia. Joseph is also licensed to sell investment advisory services in 2 states. Joseph's areas of specialization include stocks, bonds, mutual funds, variable annuities, and insurance products. Joseph is also a member of a musical group and devotes 15 hours per month to this hobby.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/16/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
12/11/2007 - 11/18/2008
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
10/22/1986 - 01/16/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BOTH
Issued 08/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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