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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Phillip Waltermann is a financial advisor registered with LPL Financial LLC. Joseph has been in the financial services industry since 2002. Joseph is licensed in Indiana, Ohio, Florida and Wisconsin. Joseph has a diverse background with experience in different firms including Fifth Third Securities, Inc., BANC ONE SECURITIES CORPORATION, INVEST FINANCIAL CORPORATION, ONB INVESTMENT SERVICES, INC., LPL FINANCIAL CORPORATION, and LPL FINANCIAL LLC. Joseph specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/03/2025 - Present
LPL Financial LLC (INDIANAPOLIS IN)
IN
08/06/2013 - 10/06/2016
LPL FINANCIAL LLC (GREENWOOD IN)
IN
11/30/2009 - 09/23/2010
LPL FINANCIAL CORPORATION (GREENWOOD IN)
IN
11/30/2005 - 12/01/2009
INVEST FINANCIAL CORPORATION (GREENWOOD IN)
IN
09/01/2004 - 12/01/2005
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
IL
11/17/2000 - 12/19/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/07/2000 - 10/03/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
02/17/1999 - 12/10/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 08/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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