Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Phillip Waltermann is a registered investment advisor representative with Cetera Investment Advisers LLC. Joseph has been in the financial services industry since 2002 and has experience working with a range of clients, including individuals, corporations, and charitable organizations. Joseph has previously held roles with LPL Financial LLC, Invest Financial Corporation, ONB Investment Services, Inc., Banc One Securities Corporation, and Fifth Third Securities, Inc. Joseph provides a wide range of advisory services, including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
10/06/2016 - Present
Cetera Investment Advisers LLC (GREENWOOD IN)
IN
08/06/2013 - 10/06/2016
LPL FINANCIAL LLC (GREENWOOD IN)
IN
11/30/2009 - 09/23/2010
LPL FINANCIAL CORPORATION (GREENWOOD IN)
IN
11/30/2005 - 12/01/2009
INVEST FINANCIAL CORPORATION (GREENWOOD IN)
IN
09/01/2004 - 12/01/2005
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
IL
11/17/2000 - 12/19/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/07/2000 - 10/03/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
02/17/1999 - 12/10/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 8/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/2013
Series 7 - General Securities Representative Examination
BC
Issued 2/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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