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Joseph Philip Ward

Nylife Securities LLC

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About Joseph Philip Ward

Joseph Philip Ward is a registered representative with Nylife Securities LLC. Joseph Ward has been active in the financial services industry since April 14, 2022. Joseph Ward is registered in Colorado and Illinois and holds the Series 63, Series 7TO, and SIE exams. Joseph Ward has been registered with Nylife Securities LLC since April 15, 2022.

Firm Information

Joseph Ward is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Ward’s Registration & Firm History

IL

04/15/2022 - Present

Nylife Securities LLC (DEERFIELD IL)

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Licenses & Designations

BC

Issued 05/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Philip Ward.
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