Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Tartaglini is a financial advisor working at J.P. Morgan Securities LLC. Joseph has been in the industry since 2005. Joseph has been registered with the firm since 2017. Joseph has a total of 25 approved SRO registrations and 20 approved state registrations. Joseph is registered in 23 states, including California, Nevada and Texas. Joseph is registered with the firm in Reno, Nevada. Joseph has a Series 6, Series 7, Series 10, Series 9 and Series 63 license. Joseph has been working with a broad range of clients including high-net-worth individuals, corporations, individuals other than high-net-worth, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NV
08/18/2017 - Present
J.p. Morgan Securities LLC (Reno NV)
NV
03/27/2012 - 08/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RENO NV)
CA
11/15/2007 - 03/01/2012
FIRST ALLIED SECURITIES, INC. (CITY OF INDUSTRY CA)
CA
01/05/2006 - 11/29/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (CITY OF INDUSTRY CA)
CA
06/16/2005 - 01/03/2006
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 03/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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