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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Peter Zuber is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Joseph has over 28 years of experience in the financial services industry and has been a registered representative with Merrill Lynch since 2007. Joseph is registered to provide investment advice and securities services in multiple states, including New York, Texas, and others. Joseph holds licenses for Series 3, 6, 7, 9, 10, 26, 63, and 65 exams. Joseph offers a variety of services to individual and institutional clients, including portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/17/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BINGHAMTON NY)
NY
05/11/1994 - 06/11/2007
CITIGROUP GLOBAL MARKETS INC. (BINGHAMTON NY)
GA
08/20/1993 - 05/26/1994
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 06/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/17/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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