Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rusin is a financial advisor with LPL Financial LLC, working in the Carmel, NY branch. Joseph has over 30 years of experience in the financial services industry. Joseph has passed the Series 7, 24, 26, 63, and 65 exams and is licensed in multiple states. His specialties include investment advisory services, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (CARMEL NY)
NY
10/08/1999 - 09/25/2006
BNY INVESTMENT CENTER INC. (CROTON ON HUDSON NY)
CA
07/08/1997 - 11/03/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
05/23/1997 - 07/08/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
04/21/1997 - 05/23/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/28/1992 - 04/21/1997
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
03/25/1992 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
MN
01/11/1991 - 01/14/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/11/1991 - 01/14/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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