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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Peter Roberts jr is a financial advisor registered in 8 states. Joseph Peter Roberts jr is currently affiliated with LPL Financial LLC. Joseph Peter Roberts jr has been in the financial services industry since 1990. Joseph Peter Roberts jr has worked at several firms including Lincoln Financial Advisors Corporation, New England Securities, Capital Analysts, Incorporated, Mariner Financial Services, Inc. and Fidelity Equity Services Corporation. Joseph Peter Roberts jr holds licenses Series 63, SIE, and Series 7 and specializes in Financial Planning, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/16/2016 - Present
LPL Financial LLC (WALTHAM MA)
IN
05/16/2007 - 12/07/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
MA
11/17/2005 - 04/25/2007
NEW ENGLAND SECURITIES (WELLESLEY MA)
NY
04/24/2002 - 08/03/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
OH
04/28/1995 - 04/19/2002
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
FL
03/05/1994 - 05/03/1995
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
NA
08/31/1994 - 04/28/1995
FIDELITY EQUITY SERVICES CORPORATION
NY
10/26/1989 - 03/21/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 11/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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