linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Peter Mich

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Peter Mich

Joseph Peter Mich is an active advisor with National Financial Services LLC. Joseph has been in the industry since 2016. Joseph holds the Series 99 and SIE licenses. Prior to joining National Financial Services LLC, Joseph worked at Fidelity Brokerage Services LLC.

Firm Information

Joseph Mich is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Mich’s Registration & Firm History

RI

05/07/2019 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

08/18/2015 - 03/23/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/09/2015 - 03/21/2018

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

Not sure if Joseph Peter Mich is right for you?

Licenses & Designations

BC

Issued 03/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Peter Mich.
Not sure if Joseph Peter Mich is right for you?