Unclaimed
Joseph Gargano is a financial professional with Prudential Annuities Distributors, Inc. Joseph's professional experience is focused on providing investment advice and products. Joseph is registered to offer securities in Arizona, Connecticut, New Mexico, Texas, Utah, and Wyoming. Joseph holds Series 63, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/31/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
BC
Issued 06/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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