Unclaimed
Joseph Peter Gargan is a financial advisor with Fidelity Brokerage Services LLC. Joseph has been in the industry since 2014. Joseph has passed the Series 4, Series 7, and Series 63 exams. He is also a registered representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
04/02/2018 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
04/16/2013 - 10/31/2016
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 04/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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