Unclaimed
Joseph Peter Garcia is a financial advisor at Empower Financial Services, Inc. Joseph is registered with the state of Colorado and Kansas and is licensed to sell securities in these states. Joseph holds the Series 63, 6TO and SIE exams. Joseph has been in the industry for 23 days. Joseph works out of the Andover, MA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/24/2023 - Present
Empower Financial Services, Inc. (ANDOVER MA)
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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