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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Delaney is a financial advisor with over 38 years of experience in the industry. Joseph is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2024. Before that, Joseph worked at J.P. Morgan Securities LLC from October 2012. Joseph also has experience with Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Margate Securities, Inc, and Norbay Securities Inc. Joseph is a registered representative in New York and Texas. Joseph is also an Investment Advisor Representative in New York and Texas, and has a total of 53 state registrations. Joseph offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/18/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
CT
03/24/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FAIRFIELD CT)
NY
06/01/2009 - 03/18/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
04/06/1987 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
04/10/1986 - 12/22/1986
MARGATE SECURITIES, INC.
NA
08/02/1984 - 04/03/1986
NORBAY SECURITIES INC.
NA
08/02/1984 - 01/21/1986
USLIFE EQUITY SALES CORP.
IA
Issued 03/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 08/10/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1998
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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