Unclaimed
Joseph Delaney is a financial professional who is a Registered Representative for J.P. Morgan Securities LLC. He is based in New York, NY. Joseph Delaney has over 38 years of experience in the financial industry. Joseph Delaney has earned both Series 63 and Series 65 licenses and has several other professional designations as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/25/2021 - Present
J.p. Morgan Securities LLC (New York NY)
CT
03/24/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FAIRFIELD CT)
NY
06/01/2009 - 03/18/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
04/06/1987 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
04/10/1986 - 12/22/1986
MARGATE SECURITIES, INC.
NA
08/02/1984 - 04/03/1986
NORBAY SECURITIES INC.
NA
08/02/1984 - 01/21/1986
USLIFE EQUITY SALES CORP.
IA
Issued 3/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/25/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 8/10/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/23/1998
Series 3 - National Commodity Futures Examination
BC
Issued 3/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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