Unclaimed
Joseph Bachop is a financial advisor with over 30 years of experience in the industry. Joseph is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC, in Rolling Hills Estates, CA. Joseph also holds licenses in several other states. Joseph is a Certified Financial Planner and has been recognized as a leader in the financial services industry. Joseph is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2016 - Present
Wells Fargo Clearing Services, LLC (ROLLING HILLS ESTATES CA)
CA
11/17/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LONG BEACH CA)
CA
07/29/2010 - 11/19/2010
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
11/30/2006 - 07/29/2010
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
10/16/2003 - 10/02/2006
JEFFERIES & COMPANY, INC. (LOS ANGELES CA)
NY
10/17/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NY
04/15/1991 - 10/22/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/21/1986 - 04/10/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/18/1984 - 09/22/1986
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 10/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Bachop is the right advisor for you? Invested Better is here to help.