Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Pecarro is an active Investment Advisor Representative in North Carolina. He has been in the industry since 1999. Joseph has worked for Truist Investment Services, Inc., Nationwide Securities, LLC, Nationwide Investment Services Corporation, 1717 Capital Management Company, Financial Network Investment Corporation and CSFBDIRECT, INC.. Currently, Joseph is a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
11/27/2020 - 11/07/2022
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
02/12/2007 - 07/20/2020
NATIONWIDE SECURITIES, LLC (Charlotte NC)
OH
01/29/2009 - 09/09/2011
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
DE
02/12/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NC
10/11/2004 - 01/24/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (CHARLOTTE NC)
CA
03/06/2002 - 12/15/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NJ
05/13/1999 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
IA
Issued 07/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/03/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/01/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/24/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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