Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Vazquez is a financial professional with over 30 years of experience in the securities industry. Joseph currently works at Pershing LLC and is registered with FINRA. Joseph is also registered in 53 states and is licensed to sell securities in the United States. Joseph holds a variety of licenses, including the Series 7, Series 55, Series 57TO, Series 52TO, and the SIE. Joseph has previously worked at BNY Mellon Capital Markets, LLC, Pershing Trading Company, L.P., Donaldson, Lufkin & Jenrette Securities Corporation, Wexford Clearing Services Corporation, and Prudential Securities Incorporated. Joseph is dedicated to providing clients with the best possible financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/18/2005 - Present
Pershing LLC (LAKE MARY FL)
FL
01/02/2014 - 08/07/2017
BNY MELLON CAPITAL MARKETS, LLC (LAKE MARY FL)
NJ
06/21/2000 - 07/21/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
07/16/1997 - 06/22/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/15/1995 - 07/11/1997
WEXFORD CLEARING SERVICES CORPORATION (NEW YORK NY)
NY
08/05/1994 - 12/31/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/25/1988 - 06/08/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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