Unclaimed
Joseph Paul Ross is a financial advisor with over 30 years of experience in the industry. Joseph is currently registered with Corebridge Capital Services, Inc. in New Jersey and has previously held positions with ProEquities, Inc., Great American Advisors, Inc., Conseco Securities, Inc., Allied Group Merchant Banking Corporation, and Philadelphia Life Asset Planning Company. Joseph has a strong background in investment company products and has a Series 6 license. Joseph has earned the Series 63 license, the SIE license and is registered in Ohio, Colorado, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/22/2013 - Present
Corebridge Capital Services, Inc. (JERSEY CITY NJ)
OH
01/07/2004 - 06/07/2013
PROEQUITIES, INC. (CINCINNATI OH)
OH
03/28/2001 - 09/03/2003
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IN
09/24/1999 - 03/28/2001
CONSECO SECURITIES, INC. (CARMEL IN)
OH
08/12/1996 - 05/04/1999
ALLIED GROUP MERCHANT BANKING CORPORATION (COLUMBUS OH)
IN
03/22/1993 - 08/14/1996
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
NY
02/20/1990 - 08/06/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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