Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rolser is a financial advisor with over 20 years of experience in the industry. Joseph has a strong background in the securities industry, having held positions with several prominent firms, including Pershing LLC, BNY Mellon Capital Markets, LLC, E*TRADE Securities LLC, and HarrisDirect LLC. Joseph is a Series 7, 24, 55, 66, and SIE licensed professional. Joseph is currently registered with Pershing LLC and is licensed to offer securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2006 - Present
Pershing LLC (NEW YORK NY)
NY
01/02/2014 - 08/07/2017
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
01/03/2006 - 06/26/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
07/18/2002 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BOTH
Issued 02/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2017
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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