Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Paul Rogers is a registered representative with Spartan Capital Securities, LLC. Joseph has been in the securities industry for over a year and is licensed in multiple states. Joseph was previously registered with SW Financial. Joseph holds Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/15/2022 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
03/21/2022 - 10/03/2022
SW FINANCIAL (NEW YORK NY)
BC
Issued 05/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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