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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Preddy is an investment advisor representative with LPL Financial LLC. Joseph has been in the financial services industry since 1995 and has been with LPL Financial LLC since 2020. Joseph has passed the Series 7, Series 31, and Series 63 exams and is also a Certified Financial Planner. Joseph has experience working with a variety of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Joseph's main office is located at 316 North Main Street in Barre, VT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
09/18/2020 - Present
LPL Financial LLC (BARRE VT)
VT
09/03/2013 - 09/21/2020
CETERA ADVISOR NETWORKS LLC (BARRE VT)
VT
07/08/2002 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (BARRE VT)
NY
12/04/1998 - 06/04/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/08/1995 - 12/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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