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Joseph Paul Mastrolia

Marex Capital Markets Inc.

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About Joseph Paul Mastrolia

Joseph Paul Mastrolia is a financial advisor with Marex Capital Markets Inc. Joseph is based in New York, NY and has been in the financial services industry since 2000. Joseph has a strong track record of success in the financial services industry, having held previous positions with VIRTU AMERICAS LLC, BARCLAYS CAPITAL INC., LABRANCHE & CO. LLC, NEW ENGLAND SECURITIES, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.

Firm Information

Joseph Mastrolia is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Mastrolia’s Registration & Firm History

NY

04/08/2024 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NJ

01/21/2022 - 03/06/2023

VIRTU AMERICAS LLC (Short Hills NJ)

NY

04/10/2019 - 01/28/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

12/01/2008 - 11/30/2018

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/03/2003 - 04/13/2009

LABRANCHE & CO. LLC (NEW YORK NY)

NY

11/09/2001 - 02/04/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

MN

09/05/2000 - 10/08/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/05/2000 - 10/08/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/16/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/28/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/27/2004

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 11/04/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 09/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Paul Mastrolia.
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