Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Paul Gerardi has been in the financial industry since 2006. Joseph is currently registered with Mutual of America Securities LLC and has been with the firm since 2010. Previously, Joseph was registered with Mutual of America Life Insurance Company, Fidelity Investments Institutional Services Company, Inc., and Fidelity Brokerage Services LLC. Joseph holds Series 7, Series 63, Series 26, Series 99TO, and SIE licenses. Joseph is registered to conduct business in Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/27/2010 - Present
Mutual OF America Securities LLC (Providence RI)
RI
01/27/2010 - 11/24/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Providence RI)
RI
07/19/2007 - 12/09/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
07/18/2005 - 07/09/2007
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
BC
Issued 07/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/28/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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