Unclaimed
Joseph Paul Egizi is a broker with Smbc Nikko Securities America, Inc., a firm that does not have an Investment Advisor (IA) registration. Joseph is a registered representative in 51 states and the District of Columbia. Joseph has passed the Series 63, Series 3, Series 7TO, and SIE exams. His current employment at Smbc Nikko Securities America, Inc. started on 2/10/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/10/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2024
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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