Unclaimed
Joseph Paul Connor is a financial advisor with John Hancock Distributors LLC. Joseph has been in the financial industry since February 2, 2010. Joseph holds the Series 6, Series 63, and SIE securities licenses. Joseph's primary office is in Boston, MA. Joseph has been registered with John Hancock Distributors LLC since April 14, 2015. Before that, Joseph was registered with NYLIFE Distributors LLC and Putnam Retail Management Limited Partnership. Joseph is registered in 13 states and the District of Columbia. Joseph has experience with investment company products/variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/14/2015 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
03/11/2015 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
MA
02/25/2000 - 03/31/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 10/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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