Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Catalfano is a financial professional with over 30 years of experience in the industry. Joseph is a registered representative and investment advisor representative with Osaic Wealth, Inc., based in Scottsdale, Arizona. Joseph has a strong background in providing financial advice and portfolio management services to a wide range of clients, including individuals, families, and businesses. Joseph is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
03/21/2018 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/05/2011 - 03/20/2018
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
12/05/2011 - 08/04/2014
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/05/2011 - 08/04/2014
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/01/2009 - 06/08/2010
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ AZ)
AZ
06/18/2008 - 11/11/2008
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ)
AZ
07/10/1997 - 04/29/2008
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
CA
02/14/1997 - 06/20/1997
ROUND HILL SECURITIES, INC. (ALAMO CA)
AZ
12/11/1991 - 02/20/1997
NORCROSS & COMPANY (PHOENIX AZ)
NA
01/02/1989 - 02/28/1992
CENPAC SECURITIES CORP.
NA
05/24/1988 - 12/22/1988
HIBBARD BROWN & CO., INC.
NA
02/04/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
NA
07/24/1986 - 02/10/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 12/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/18/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/08/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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