Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Paul Bennett is a registered representative with Fidelity Personal and Workplace Advisors. Joseph has been in the securities industry since 1992. Previously, Joseph was a registered representative with HSBC Securities (USA) INC. from 2017 to 2022, MBSC SECURITIES CORPORATION from 2003 to 2016, FIRST MONTAUK SECURITIES CORP. from 2002 to 2003, and AMERICAN INVESTMENT SERVICES, INC. from 1997 to 2002. Joseph is licensed in 53 states and holds the Series 7, Series 63, Series 66, and SIE licenses.
NEW YORK, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/22/2024 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
NY
02/01/2017 - 08/15/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/24/2003 - 10/14/2016
MBSC SECURITIES CORPORATION (New York NY)
NJ
02/22/2002 - 04/02/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
OK
09/17/1997 - 02/22/2002
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
NY
11/09/1995 - 09/25/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
02/16/1995 - 10/12/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
05/19/1992 - 03/01/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/15/1992 - 04/29/1992
FIRST CHOICE SECURITIES CORP.
CO
11/25/1991 - 12/18/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 2/7/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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