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Joseph Patrick Venn

Nomura Securities International, Inc.

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About Joseph Patrick Venn

Joseph Patrick Venn has been in the securities industry since July 11, 2005. Currently, Joseph is registered with Nomura Securities International, Inc., where Joseph has been employed since August 17, 2021. Previously, Joseph worked at CIBC World Markets Corp. and Andover Brokerage, L.L.C. Joseph specializes in research-related services.

Firm Information

Joseph Venn is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Joseph Venn’s Registration & Firm History

NY

08/17/2021 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

02/22/2010 - 10/31/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/26/2001 - 08/20/2009

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

10/03/2000 - 01/16/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NC

01/05/2000 - 09/14/2000

SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)

NY

06/10/1999 - 09/15/1999

WORLDCO, L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2015

Series 24 - General Securities Principal Examination

BC

Issued 08/26/2021

Series 57TO - Securities Trader Exam

BC

Issued 08/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/03/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Patrick Venn.
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