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Joseph Patrick Veltri

Charles Schwab & CO., Inc.

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About Joseph Patrick Veltri

Joseph Patrick Veltri is a financial professional with over 27 years of experience in the financial services industry. Joseph is currently registered with Charles Schwab & CO., Inc. Joseph previously held positions at Fidelity Brokerage Services LLC, MONY SECURITIES CORPORATION, PRUCO SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Joseph is registered with the state of Texas as both a broker-dealer and an investment advisor.

Firm Information

Joseph Veltri is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joseph Veltri’s Registration & Firm History

TX

07/14/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

06/07/2001 - 07/09/2021

FIDELITY BROKERAGE SERVICES LLC (DALLAS TX)

NY

11/20/2000 - 06/01/2001

MONY SECURITIES CORPORATION (NEW YORK NY)

NJ

12/22/1999 - 11/27/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MN

02/26/1992 - 12/31/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/26/1992 - 12/31/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 01/20/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Patrick Veltri.
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