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Joseph Patrick Szathmary

Charles Schwab & CO., Inc.

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About Joseph Patrick Szathmary

Joseph Szathmary is a financial advisor at Charles Schwab & CO., Inc. He has been in the financial services industry since 1988. Joseph has a wide range of experience in the industry, having worked with multiple firms prior to joining Charles Schwab & CO., Inc. Joseph holds both Series 6 and Series 7 securities licenses as well as the Series 66. He is currently licensed in Georgia.

Firm Information

Joseph Szathmary is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joseph Szathmary’s Registration & Firm History

TX

02/15/2018 - Present

Charles Schwab & CO., Inc. (Austin TX)

FL

04/26/2010 - 12/06/2017

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

NY

03/02/2005 - 03/26/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

08/10/2001 - 06/20/2003

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

MA

11/22/1988 - 10/25/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/22/1988 - 10/25/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/21/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2005

Series 7 - General Securities Representative Examination

BC

Issued 11/21/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Patrick Szathmary.
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