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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Patrick Roop is an investment advisor representative with Coppell Advisory Solutions LLC. Joseph has been in the industry for over 20 years and has experience with a variety of firms including Dempsey Lord Smith, LLC, Kalos Capital, Inc., Wachovia Securities, LLC and BANC of America Investment Services, INC. Joseph is licensed to provide investment advice in Louisiana, North Carolina, and Texas. Joseph specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/08/2022 - Present
Coppell Advisory Solutions LLC (Belmont NC)
NC
07/22/2019 - 09/21/2021
DEMPSEY LORD SMITH, LLC (Belmont NC)
NC
04/01/2009 - 07/22/2019
KALOS CAPITAL, INC. (BELMONT NC)
NC
05/23/2008 - 04/03/2009
WACHOVIA SECURITIES, LLC (BELMONT NC)
NC
12/10/2004 - 05/28/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MD
12/18/2000 - 12/15/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
11/09/1998 - 12/31/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
08/20/1996 - 11/09/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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