Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ortega is a financial advisor with over 13 years of experience in the industry. Joseph is currently registered with Raymond James & Associates, Inc., and is licensed to conduct business in several states, including California, Texas, and Florida. Joseph has a broad range of experience working with individuals, corporations, and institutions. Joseph specializes in providing financial planning, investment management, and retirement planning services. Joseph has worked for several prominent firms throughout their career, including Morgan Stanley and Wells Fargo Advisors, LLC. In addition to their extensive experience, Joseph has earned several industry credentials.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/26/2024 - Present
Raymond James & Associates, Inc. (San Diego CA)
CA
02/06/2013 - 03/28/2024
MORGAN STANLEY (La Mesa CA)
CA
02/21/2011 - 02/04/2013
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
BOTH
Issued 03/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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