Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Patrick Mastrocovi is a financial professional with over 13 years of experience in the securities industry. He is currently registered with Cantor Fitzgerald & Co. and has previously held positions at UBS Securities LLC, Barclays Capital Inc., and Credit Suisse Securities (USA) LLC. Joseph has a broad range of expertise in the financial markets and is well-versed in various investment strategies and products. He holds numerous licenses and certifications, including Series 7, Series 24, Series 53, and Series 63, demonstrating his commitment to providing comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/17/2015 - Present
Cantor Fitzgerald & Co. (WATERMILL NY)
NY
12/21/2012 - 08/11/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
06/29/2010 - 12/20/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/13/2008 - 02/20/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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