Unclaimed
Joseph Patrick Lee is a financial professional with over 30 years of experience in the industry. Joseph is currently registered with FEF Distributors, LLC and is licensed to provide securities and investment advisory services in 52 states and jurisdictions. Joseph has a diverse background, having previously worked at firms such as Foreside Fund Services, LLC, Blackrock Investments, LLC, Goldman, Sachs & Co., and Lehman Brothers Inc. Joseph holds several industry licenses and designations including Series 3, 5, 7, 24, 26, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2017 - Present
FEF Distributors, LLC (NEW YORK NY)
ME
01/22/2015 - 12/23/2016
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NJ
04/10/2008 - 07/23/2014
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
04/21/1999 - 04/07/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
09/22/1995 - 04/25/1999
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
11/10/1994 - 07/05/1995
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NY
04/11/1988 - 03/21/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/15/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/23/1985 - 08/26/1987
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 12/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 02/16/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1985
Series 3 - National Commodity Futures Examination
BC
Issued 02/13/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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