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Joseph Patrick Lee

FEF Distributors, LLC

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About Joseph Patrick Lee

Joseph Patrick Lee is a financial professional with over 30 years of experience in the industry. Joseph is currently registered with FEF Distributors, LLC and is licensed to provide securities and investment advisory services in 52 states and jurisdictions. Joseph has a diverse background, having previously worked at firms such as Foreside Fund Services, LLC, Blackrock Investments, LLC, Goldman, Sachs & Co., and Lehman Brothers Inc. Joseph holds several industry licenses and designations including Series 3, 5, 7, 24, 26, and 63 licenses.

Firm Information

Joseph Lee is currently registered with FEF Distributors, LLC. FEF Distributors, LLC is a Limited Liability Company formed in January 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Lee’s Registration & Firm History

NY

01/10/2017 - Present

FEF Distributors, LLC (NEW YORK NY)

ME

01/22/2015 - 12/23/2016

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NJ

04/10/2008 - 07/23/2014

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

NY

04/21/1999 - 04/07/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NJ

09/22/1995 - 04/25/1999

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NJ

11/10/1994 - 07/05/1995

T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)

NY

04/11/1988 - 03/21/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

09/15/1987 - 04/11/1988

E. F. HUTTON & COMPANY INC

NA

04/23/1985 - 08/26/1987

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 12/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2009

Series 24 - General Securities Principal Examination

BC

Issued 02/16/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/1994

Series 7 - General Securities Representative Examination

BC

Issued 03/13/1985

Series 3 - National Commodity Futures Examination

BC

Issued 02/13/1985

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Patrick Lee.
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