Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Leddy is a financial advisor with Transamerica Capital, Inc. Joseph holds the Series 7TO, Series 66, and SIE licenses and is registered in Colorado, Illinois, Indiana, Iowa, Michigan, and Nebraska. Prior to joining Transamerica Capital, Inc., Joseph worked at Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/16/2024 - Present
Transamerica Capital, Inc. (DENVER CO)
NY
11/02/2023 - 05/20/2024
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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