Unclaimed
Joseph Healey is a Financial Advisor at Nylife Securities LLC, with over 27 years of experience in the financial services industry. Joseph has been registered with the firm since December 2016. Prior to that, Joseph was registered with Pruco Securities, LLC., UBS Financial Services Inc., Prudential Investment Management Services LLC, Prudential Retirement Services, Inc., and Prudential Asset Management Company Securities Corporation. Joseph has a broad range of experience in the financial services industry and holds multiple licenses including Series 7, 6, 63, 66, 51, 24 and 26. Joseph is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/23/2016 - Present
Nylife Securities LLC (Moosic PA)
PA
08/09/2005 - 05/04/2016
PRUCO SECURITIES, LLC. (SCRANTON PA)
NJ
03/04/2003 - 07/29/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
01/01/1997 - 06/20/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
05/01/1993 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
NJ
01/12/1993 - 05/01/1993
PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/27/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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