linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Patrick Finnerty

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Patrick Finnerty

Joseph Patrick Finnerty is a financial professional with over 30 years of experience in the securities industry. Joseph has held positions with several firms including Mabon, Nugent & Co., Cedar Street Securities Corp., Liberty Brokers, Tullett & Tokyo Liberty Securities Inc., GFI Securities LLC, BGC Financial, L.P., LPS Partners Inc., and Whitaker Securities LLC. Joseph is currently registered with Nylife Securities LLC. Joseph is licensed to conduct business in California, Connecticut, New York, and North Carolina.

Firm Information

Joseph Finnerty is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Finnerty’s Registration & Firm History

NY

03/06/2018 - Present

Nylife Securities LLC (Uniondale NY)

NY

07/13/2016 - 09/05/2017

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

10/03/2014 - 07/12/2016

LPS PARTNERS INC. (Garden City NY)

NY

07/06/2006 - 07/10/2014

BGC FINANCIAL, L.P. (GARDEN CITY NY)

NY

09/06/2000 - 06/01/2006

GFI SECURITIES LLC (NEW YORK NY)

NY

11/09/1993 - 09/19/2000

TULLETT & TOKYO LIBERTY SECURITIES INC. (NEW YORK NY)

NY

05/19/1995 - 12/03/1996

LIBERTY BROKERS (NEW YORK NY)

NY

04/30/1991 - 11/02/1993

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

NA

08/21/1984 - 04/30/1991

MABON, NUGENT & CO.

Not sure if Joseph Patrick Finnerty is right for you?

Licenses & Designations

BC

Issued 03/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Patrick Finnerty.
Not sure if Joseph Patrick Finnerty is right for you?