Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Patrick Fenton is an experienced financial professional with over 50 years in the industry. Joseph is currently registered with Janney Montgomery Scott LLC. Joseph has held licenses in several states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Maine, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, Tennessee, Virginia and Washington. Joseph holds several securities licenses including Series 3, 4, 5, 7, 8, 9, 10, 15, 24, 31, 63 and 65. Joseph's previous employers include BLYTH EASTMAN DILLON & CO. INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. Joseph specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
03/06/2012 - Present
Janney Montgomery Scott LLC (Naples FL)
NA
05/11/1973 - 05/16/1975
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
06/09/1969 - 07/04/1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 01/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/13/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 05/28/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/08/1977
PC - AMEX Put and Call Exam
BC
Issued 06/02/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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