Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cushing has been in the financial services industry since 1983. Currently, Joseph is a registered representative with Stifel, Nicolaus & Company, Inc. and is located at their Walnut Creek, CA branch office. Previously, Joseph has worked with Stone & Youngberg LLC, RBC DAIN RAUSCHER INC., Prudential Securities Incorporated, Alex. Brown & Sons Incorporated, L. F. Rothschild, Unterberg, Towbin and R. W. Corby & Co., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (WALNUT CREEK CA)
CA
01/09/2002 - 11/02/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NY
12/01/2000 - 11/19/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
03/23/1989 - 11/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/08/1985 - 03/06/1989
ALEX. BROWN & SONS INCORPORATED
NA
05/06/1983 - 05/01/1985
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
03/23/1983 - 04/06/1983
R. W. CORBY & CO., INC.
BC
Issued 07/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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