Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Conlan is an active financial professional with over 16 years of experience in the industry. He is currently registered as an Investment Advisor Representative with Transamerica Retirement Advisors, LLC and holds a Series 65 license. Joseph has previously worked with several other firms including MML Investors Services, LLC, Realty Capital Securities, LLC, and Susquehanna Capital Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/11/2024 - Present
Transamerica Retirement Advisors, LLC (West Hartford CT)
MA
10/27/2016 - 02/15/2022
MML INVESTORS SERVICES, LLC (BOSTON MA)
MA
05/05/2011 - 12/04/2015
REALTY CAPITAL SECURITIES, LLC (BOSTON MA)
NY
08/26/2010 - 12/22/2010
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
PA
01/12/2001 - 01/22/2008
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
01/17/2006 - 12/18/2007
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
IA
Issued 07/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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