Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Catania is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with MUFG Securities Americas Inc. and has previously worked with Credit Suisse Securities (USA) LLC and Joseph Gunnar & Co. LLC. Joseph's background includes expertise in the securities industry and operations. Joseph has a strong foundation in securities law and compliance, having passed the Series 63, Series 99TO, SIE, and Series 7 exams. Joseph is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2009 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
12/05/2000 - 03/02/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/10/2000 - 08/07/2000
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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