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Joseph Patrick Baur

AON Securities LLC

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About Joseph Patrick Baur

Joseph Baur is a financial professional with over 20 years of experience in the securities industry. Joseph is currently registered with Aon Securities LLC and is located in Atlanta, GA. Prior to joining Aon Securities LLC, Joseph was with Clark Securities, Inc., Clark-Bardes Securities, Inc. and Schoenke & Associates Securities Corporation. Joseph holds the Series 6, 26, and 63 securities licenses and is registered to provide securities-related services in Texas.

Firm Information

Joseph Baur is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Joseph Baur’s Registration & Firm History

GA

01/30/2013 - Present

AON Securities LLC (Atlanta GA)

TX

07/02/2001 - 12/05/2012

CLARK SECURITIES, INC. (DALLAS TX)

TX

01/14/2000 - 07/02/2001

CLARK-BARDES SECURITIES, INC. (DALLAS TX)

MD

02/06/1998 - 07/26/1999

SCHOENKE & ASSOCIATES SECURITIES CORPORATION (GERMANTOWN MD)

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Licenses & Designations

BC

Issued 02/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Patrick Baur.
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