Unclaimed
Joseph Baur is a financial professional with over 20 years of experience in the securities industry. Joseph is currently registered with Aon Securities LLC and is located in Atlanta, GA. Prior to joining Aon Securities LLC, Joseph was with Clark Securities, Inc., Clark-Bardes Securities, Inc. and Schoenke & Associates Securities Corporation. Joseph holds the Series 6, 26, and 63 securities licenses and is registered to provide securities-related services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
GA
01/30/2013 - Present
AON Securities LLC (Atlanta GA)
TX
07/02/2001 - 12/05/2012
CLARK SECURITIES, INC. (DALLAS TX)
TX
01/14/2000 - 07/02/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
MD
02/06/1998 - 07/26/1999
SCHOENKE & ASSOCIATES SECURITIES CORPORATION (GERMANTOWN MD)
BC
Issued 02/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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