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Joseph Patrick Amoresano

Smbc Nikko Securities America, Inc.

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About Joseph Patrick Amoresano

Joseph Amoresano is a financial professional with over 10 years of experience in the securities industry. Joseph is currently registered with Smbc Nikko Securities America, Inc. and is licensed to offer investment advice in all 50 states. Joseph has a strong background in investment banking and has passed the Series 7, Series 63, Series 79, and SIE exams. Prior to joining Smbc Nikko Securities America, Inc., Joseph was employed by Mizuho Securities USA LLC and Credit Agricole Securities (USA) Inc.

Firm Information

Joseph Amoresano is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Amoresano’s Registration & Firm History

NY

08/10/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/19/2016 - 08/02/2021

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

06/18/2013 - 05/03/2016

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/18/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Joseph Patrick Amoresano.
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