Unclaimed
Joseph Amoresano is a financial professional with over 10 years of experience in the securities industry. Joseph is currently registered with Smbc Nikko Securities America, Inc. and is licensed to offer investment advice in all 50 states. Joseph has a strong background in investment banking and has passed the Series 7, Series 63, Series 79, and SIE exams. Prior to joining Smbc Nikko Securities America, Inc., Joseph was employed by Mizuho Securities USA LLC and Credit Agricole Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/19/2016 - 08/02/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
06/18/2013 - 05/03/2016
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 07/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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