Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Palumbo is a financial advisor with Wells Fargo Clearing Services, LLC. Joseph has been in the industry since 1981 and holds Series 3, 7 and 63 licenses. Joseph is also a registered Investment Advisor in New Jersey and has extensive experience working with individuals, high-net-worth clients, and corporations. He provides financial planning, investment management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/17/2011 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 06/28/2011
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
10/29/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/17/1983 - 11/04/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1981 - 05/18/1983
GIBRALTAR SECURITIES CO.
BC
Issued 08/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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